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Business Continuity

E1 Asset Management maintains its corporate headquarters at 15 Exchange Place in New Jersey’s financial district. We have additional offices located in Alexandria, VA, and Cortland Manor, NY

In accordance with recent regulations enacted by the Financial Industry Regulatory Authority, E1 Asset Management, Inc. has developed a comprehensive business continuity and contingency plan. While we certainly hope we will never have to put this plan into effect, we have made comprehensive policies to ensure we will continue to be able to provide our customers with access to their funds and securities in the event of a business disruption.

E1 Asset Management will make every effort to inform our customers of the company's status as soon as possible following a major business disruption. If able, we will update our website with our current status and instructions for our customers, as well as the main voice mail greeting at headquarters. We will also attempt to monitor, and respond to, customer emails from outside of the office.

In the event of a citywide disruption, we will seek to relocate our company to an unaffected area and restore normal business operations as soon as possible. Customers may also contact our clearing firm, COR Clearing LLC., in the event they are unable to contact us, for access to their funds and securities.

E1 is a member of SIPC. In the event of a firm failure which leaves E1 owing funds and securities to customers, SIPC will aid customers in the return of their assets. Visit www.sipc.org for more information.

Please be advised that due to the unpredictable nature of events, this information is a general guideline. We may revise this plan at any time to better address possible events. You may also request a copy of the plan by calling 212-425-2670 or sending an email to accountservice@e1am.com .

About COR Clearing LLC's continuity

You can view COR Clearing's Business Continuity plan at http://www.corclearing.com.

In the event you are unable to reach us at the above number, you can call COR at 800-811-3487 or 402-384-6101. These numbers should only be used in the event you are unable to reach us. Please note COR will only provide assistance in accessing your funds and securities, and will not execute any purchases, render investment advice, or anything of similar nature.

Important Contact Information

Please save these details about E1 Asset Management's offices in the event of business disruption.

E1 – NYC Headquarters
15 Exchange Place
Tel: 001-212-425-2670
In the event of business disruption, a recorded message will be available on this alt. number, informing clients of our current status.
Fax: 001-212-425-2676

E1 – Alexandria, VA
2331 Mill Road Suite 100
Alexandria, Va 22314
Tel: 1-703-224-8843 - Office

Website: www.e1am.com
In the event of business disruption, the main page will be updated as soon as possible with a message informing clients of our status.

General email: accountservice@e1am.com
This email will be monitored from outside the office if we are unable to access either of our locations. Requests and inquiries will be responded to as soon as possible.