Dow Jones
S&P 500
Who we are
The company has a headquarters office at 15 Exchange Place and a branch office in Washington, DC as well as New York City. Each location is staffed by a team of investment professionals—with a range of degrees, licenses, and experience sets—to service individual and institutional clients both domestically and internationally.

We have no firm investments, so we can be focused on you.
E1 doesn't maintain inventories of securities or make markets, which means we exclusively execute trades for our clients. This corporate governance allows us to provide dedicated guidance—when it comes to recommending investments, as well as exceptional responsiveness—when it comes to serving you and servicing your account.

We understand that your peace of mind is crucial.
When investing, we recognize the importance of knowing that your assets are safe. Rest assured that E1 is licensed with the US regulatory authorities and is a member of FINRA and SIPC, and each of our investment professionals is FINRA licensed. COR Clearing LLC. acts as our clearing firm, holding all client funds and securities. Through COR, we give you online access to view your account, to help you stay informed. More information on COR Clearing is available on its website at

We realize that each client is unique and requires a customized investment plan.
We develop individualized financial strategies for both personal and business investors, and offer a range of products and services that can be customized to meet each client's needs.
To schedule a complimentary, introductory meeting with an investment professional, please call us toll free in the US at 1‑888‑391‑2670 or internationally at 001‑212‑425‑2670.
Please click here to confirm E1 Asset Management's registration with FINRA. Membership with FINRA should not be construed as endorsement, indemnification, or a guarantee of a member's business practices by FINRA.